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試験の準備方法-権威のあるAdvanced-CAMS-Auditシュミレーション問題集試験-有効的なAdvanced-CAMS-Audit専門知識訓練

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昇進の機会を得て仕事に就きたいと考えているなら、当社からAdvanced-CAMS-Audit学習問題を選択するのが最良の選択のチャンスになります。なぜなら、Advanced-CAMS-Audit学習教材には、あなたが自分自身を改善し、他の人よりも優れたものにするのに役立つ十分な能力があるからです。当社のAdvanced-CAMS-Audit学習教材は、多くの人々が認定を取得し、夢を実現するのに役立ちました。また、当社のAdvanced-CAMS-Auditテストガイドに連絡する機会もあります。

>> Advanced-CAMS-Auditシュミレーション問題集 <<

更新するAdvanced-CAMS-Audit｜一番優秀なAdvanced-CAMS-Auditシュミレーション問題集試験｜試験の準備方法Advanced CAMS-Audit Certification Exam専門知識訓練

テストに関する最も有用で効率的なAdvanced-CAMS-Auditトレーニング資料を提供するために最善を尽くし、クライアントが効率的に学習できるように複数の機能と直感的な方法を提供します。 Advanced-CAMS-Auditの有用なテストガイドを学習すれば、時間と労力はほとんどかかりません。合格率とヒット率はともに高いため、テストに合格するための障害はほとんどありません。 Webで紹介を読んだ後、Advanced-CAMS-Audit学習実践ガイドをさらに理解できます。

ACAMS Advanced-CAMS-Audit 認定試験の出題範囲：

トピック
出題範囲

トピック 1

Fieldwork and Evaluation: This section of the exam measures the skills of target professionals to demonstrate audit procedures during fieldwork. It involves collecting evidence, testing controls, and evaluating findings to ensure accuracy and reliability.

トピック 2

Planning and Scoping: This section of the exam measures the skills of audit managers and covers the processes involved in planning an audit engagement. It includes defining the scope, objectives, and resources required for an effective audit. A critical skill evaluated here is the ability to identify risks and develop a comprehensive audit plan that addresses those risks while ensuring compliance with relevant standards.

トピック 3

Reporting, Recommendations, and Follow-Up: This section of the exam measures the skills of audit managers and covers the communication of audit findings to stakeholders. It includes developing clear recommendations for improvement based on evaluation results and ensuring follow-up on those recommendations.

トピック 4

Corporate Governance and the Audit Function: This section of the exam measures the skills of auditing professionals and covers the principles and frameworks that guide effective governance in organizations. It emphasizes understanding the roles and responsibilities of the board of directors, management, and auditors. A key skill assessed is the ability to evaluate governance structures and their impact on organizational performance.

ACAMS Advanced CAMS-Audit Certification Exam 認定 Advanced-CAMS-Audit 試験問題 (Q60-Q65):

質問 # 60
Which should be evaluated when analyzing components of risk mitigation in an AML risk assessment?
(Select Two.)

A. Product risk
B. Customer risk
C. Overall customer volume
D. Office of Foreign Assets Control filtering
E. Liquidity risk

正解：A、B

解説：
Product Risk: Certain products (e.g., high-value transfers, anonymous payment systems) inherently carry higher AML risks and require tailored risk mitigation measures.
Customer Risk: Understanding the risk profile of customers, including PEPs and high-net-worth individuals, is critical to assessing exposure and implementing risk-based approaches.
Both factors are core components in AML risk assessments, as highlighted in CAMS-Audit materials and FATF standards.

質問 # 61
An auditor plans to examine a sample targeting newly onboarded, high net-worth clients to assess adherence to their onboarding policies. What sampling methods should the auditor use? (Select Three.)

A. Systematic sampling
B. Stratified sampling
C. Judgment sampling
D. Snowball sampling
E. Discovery sampling
F. Simple random sampling

正解：A、B、C

解説：
Sampling Methods Justification:
* A. Judgment Sampling: Enables the auditor to target high net-worth clients specifically based on their judgment of risk factors.
* B. Stratified Sampling: Allows for dividing the population into groups (e.g., high net-worth clients) and selecting samples from each group.
* F. Systematic Sampling: Ensures a structured and unbiased selection process, suitable for large datasets.

質問 # 62
Which can be excluded from an audit report?

A. Overall opinions, judgments or conclusions reached in prior audit reports
B. The risk or control framework or other criteria used as a basis for the overall opinion
C. The overall opinion judgment, or conclusion reached
D. The scope, including the time period to which the opinion pertains

正解：A

解説：
Exclusion from Current Audit Reports:
* Prior conclusions are relevant for context but do not belong in the current report, which should focus on new findings and opinions.
Other Options:
* The risk framework, scope, and current conclusions are integral to the current audit report.

質問 # 63
An organization creates a document for its audit committee listing the outstanding audit findings. The list has an executive management owner assigned to each finding, due dates for reporting management's responses and space for management to identity the actions to be taken. Which is a primary purpose of this document?

A. Testing resiliency of proposed recommendations
B. Providing audit documentation of management responses
C. Tracking completion of proposed recommendations
D. Documenting audit team validation testing

正解：C

解説：
Purpose of the Document:
* This document is a management tool to ensure accountability and monitor the progress of resolving outstanding audit findings.
Audit Committee's Role:
* The document facilitates oversight by the audit committee, ensuring timely and effective resolution of recommendations.
CAMS-Audit Recommendations:
* Proper tracking mechanisms are emphasized to align audit processes with institutional and regulatory expectations.

質問 # 64
The auditor determines that the population for transaction monitoring testing can be stratified into five distinct categories. To complete testing which sampling method should the auditor use to identify the sample size?

A. Judgmental
B. Statistical
C. Proportional
D. Risk-based

正解：B

解説：
* Importance of Statistical Sampling in Transaction Monitoring Testing:
* Statistical sampling is the most suitable method when dealing with stratified populations, as it ensures a representative sample is drawn from each distinct category.
* This method allows auditors to achieve reliable results by applying mathematical and probabilistic models to calculate the required sample size, ensuring unbiased and valid conclusions.
* Relevance to Stratified Populations:
* When the transaction monitoring population is divided into distinct categories, statistical sampling ensures that each category is proportionately represented based on its size or risk level within the overall population.
* Evaluation of Other Options:
* Judgmental Sampling:Relies on auditor discretion and may introduce bias, making it unsuitable for ensuring proportional representation in stratified populations.
* Proportional Sampling:Focuses only on proportional representation but does not leverage statistical tools to determine the optimal sample size or confidence levels.
* Risk-Based Sampling:While effective in certain contexts, it is better suited for focusing on high- risk categories rather than ensuring comprehensive representation of all strata.
* Alignment with Advanced CAMS-Audit Standards:
* Advanced CAMS-Audit recommends statistical sampling for stratified populations to ensure that all categories are adequately tested and results are statistically valid for compliance and performance assessments.
Conclusion:The auditor should usestatistical samplingto identify the sample size when testing a stratified population for transaction monitoring. This ensures a reliable, unbiased, and mathematically sound basis for the audit.

質問 # 65
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